MD
MD
Mitchell Daley
28 Years of Experience
Hattiesburg, MS
1 DisclosureBroker
Mitchell Daley is a registered investment advisor at Cetera Investment Advisers LLC, based in Hattiesburg, MS, with 28 years of industry experience. Mitchell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2 Southern Pointe Parkway, Suite 100, Hattiesburg, MS, 39401
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2024Denied
Other Business Activities
Mitchell volunteers with Delta Waterfowl, a conservation group, and helps organize banquets and youth programs. Mitchell also serves as power of attorney and trustee for his father's trust.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2022 - Present · 4 yrs 1 mo
Cetera Investment Advisers LLC
August 2022 - Present · 4 yrs 1 mo
Previous Registrations
Hancock Whitney Investment Services INC.
October 2007 - August 2022 · 14 yrs 10 mos
Hancock Whitney Investment Services INC.Broker
June 2003 - August 2022 · 19 yrs 2 mos
Metropolitan Life Insurance CompanyBroker
November 1997 - June 2003 · 5 yrs 7 mos
Metlife Securities INC.Broker
November 1997 - June 2003 · 5 yrs 7 mos
State Registrations6 states
ALGALAMSNCUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.