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Mitchell Daley

Cetera Investment Advisers LLC
28 Years of Experience
Hattiesburg, MS
1 DisclosureBroker
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Mitchell Daley is a registered investment advisor at Cetera Investment Advisers LLC, based in Hattiesburg, MS, with 28 years of industry experience. Mitchell is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

2 Southern Pointe Parkway, Suite 100, Hattiesburg, MS, 39401

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History

Regulatory History (1)
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Customer Dispute
May 2024
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mitchell volunteers with Delta Waterfowl, a conservation group, and helps organize banquets and youth programs. Mitchell also serves as power of attorney and trustee for his father's trust.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2022 - Present · 4 yrs 2 mos
Cetera Investment Services LLCBroker
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Hancock Whitney Investment Services INC.
October 2007 - August 2022 · 14 yrs 10 mos
Hancock Whitney Investment Services INC.Broker
June 2003 - August 2022 · 19 yrs 2 mos
Metlife Securities INC.Broker
November 1997 - June 2003 · 5 yrs 7 mos
Metropolitan Life Insurance CompanyBroker
November 1997 - June 2003 · 5 yrs 7 mos
State Registrations6 states
ALGALAMSNCUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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