Robert Koczent is a registered investment advisor at LPL Financial LLC, based in Penn Yan, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
205 Liberty St, Penn Yan, NY, 14527
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Robert operates under the DBA LNB Financial Services for his LPL business since 2009. He also serves as VP and Director of Financial Services at Lyons National Bank since 2012, dedicating minimal time to this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
The Fi Group, INC.Broker
Invest Financial CorporationBroker
Dean Witter Reynolds INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.