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Peter Vitale

Charles Schwab & CO., INC.
28 Years of Experience
Ithaca, NY
1 DisclosureBroker
View SEC Summary
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Peter Vitale is a registered investment advisor at Charles Schwab & CO., INC., based in Ithaca, NY, with 28 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

125 East State Street, Suite 311, Ithaca, NY, 14850

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2007
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Charles Schwab & CO., INC.
July 2026 - Present · 3 mos
Charles Schwab & CO., INC.Broker
July 2026 - Present · 3 mos
Previous Registrations
Frisch Financial Group, INC.
September 2021 - July 2026 · 4 yrs 10 mos
J.P. Morgan Securities LLC
April 2021 - July 2021 · 3 mos
J.P. Morgan Securities LLCBroker
April 2021 - July 2021 · 3 mos
Fidelity Personal and Workplace Advisors
August 2020 - April 2021 · 8 mos
Fidelity Brokerage Services LLCBroker
June 2020 - March 2021 · 9 mos
TD Ameritrade Investment Management, LLC
August 2006 - June 2020 · 13 yrs 10 mos
TD Ameritrade, INC.
August 2003 - June 2020 · 16 yrs 10 mos
TD Ameritrade, INC.Broker
September 1998 - June 2020 · 21 yrs 9 mos
Barron Chase Securities, INC.Broker
January 1998 - May 1998 · 4 mos
Royce Investment Group, INC.Broker
August 1997 - January 1998 · 5 mos
Foster Jeffries Securities CORP.Broker
August 1997 - September 1997 · 1 mo
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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