Troy Koepplin
Troy Koepplin is a registered investment advisor at LPL Financial LLC, based in Carlsbad, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5411 Avenida Encinas Suite 180, Carlsbad, CA, 92008
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Troy is involved in several business activities, including SDTF Insurance Services, San Diego Tax & Financial Associates, Troy Koepplin - Enrolled Agent, Terrasol Resort Cabo Rentals, and San Diego Tax Services. One of these activities, SDTF Insurance Services, is an insurance agency, and Troy spends about half of his time on San Diego Tax Services.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Aig Sunamerica Capital Services, INC.Broker
Olde Discount CorporationBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.