Kristen Kaczmark is a registered investment advisor at Morgan Stanley, based in Santa Rosa, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3562 Round Barn Circle, 1st Floor, Santa Rosa, CA, 95403
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2020 - Present · 5 yrs 11 mos
Morgan StanleyBroker
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
Peninsula Wealth, LLC
February 2019 - June 2020 · 1 yr 4 mos
Charles Schwab & CO., INC.
December 2010 - February 2019 · 8 yrs 2 mos
Charles Schwab & CO., INC.Broker
December 2010 - February 2019 · 8 yrs 2 mos
Fifth Third Securities, INC.
December 2009 - November 2010 · 11 mos
Fifth Third Securities, INC.Broker
December 2009 - November 2010 · 11 mos
Natcity Investments, INC.
January 2009 - October 2009 · 9 mos
Natcity Investments, INC.Broker
January 2009 - October 2009 · 9 mos
Amerivest Investment Management, LLC
February 2008 - August 2008 · 6 mos
TD Ameritrade, INC.
February 2008 - August 2008 · 6 mos
TD Ameritrade, INC.Broker
January 2008 - August 2008 · 7 mos
E*trade Securities LLCBroker
February 2007 - January 2008 · 11 mos
Charles Schwab & CO., INC.Broker
March 2005 - January 2007 · 1 yr 10 mos
Amsouth Investment Services, INC.Broker
September 2004 - March 2005 · 6 mos
Charles Schwab & CO., INC.Broker
September 1999 - July 2004 · 4 yrs 10 mos
Hartford Financial Group, INC.Broker
June 1999 - September 1999 · 3 mos
State Registrations22 states
ARAZCACTDCFLMDMIMNMSMTNCNVNYORPATNTXUTVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.