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CFP
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CFP

Richard Lucas

J.P. Morgan Securities LLC
29 Years of Experience
Aurora, OH
Broker
View SEC Summary
View SEC Summary

Richard Lucas is a CFP-designated registered investment advisor at J.P. Morgan Securities LLC, based in Aurora, OH, with 29 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

250 West Garfield Road, Aurora, OH, 44202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.
September 2006 - October 2012 · 6 yrs 1 mo
Chase Investment Services CORP.Broker
September 2006 - October 2012 · 6 yrs 1 mo
Firstmerit Advisors, INC.
September 2005 - August 2006 · 11 mos
Valmark Securities, INC.Broker
July 2005 - July 2006 · 1 yr
Firstmerit Securities, INC.Broker
April 2004 - June 2005 · 1 yr 2 mos
Valmark Securities, INC.Broker
June 2003 - April 2004 · 10 mos
Firstmerit Securities, INC.Broker
September 2002 - June 2003 · 9 mos
Mcdonald Investments INC.Broker
February 1999 - September 2002 · 3 yrs 7 mos
Locust Street Securities, INC.Broker
September 1998 - March 1999 · 6 mos
Intersecurities, INC.Broker
February 1998 - July 1998 · 5 mos
W. S. Griffith & CO., INC.Broker
May 1996 - February 1998 · 1 yr 9 mos
State Registrations26 states
AZCACOFLGAILINKSKYMAMDMIMNNCNENJNVNYOHORPATNTXUTVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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