TrueAdvisor
TrueAdvisor
WW
ChFC
WW
ChFC

Wayne Wagner

Wealthplan Investment Management LLC
30 Years of Experience
Wilmington, DE
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Wayne Wagner is a ChFC-designated registered investment advisor at Wealthplan Investment Management LLC, based in Wilmington, DE, with 30 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 9 more. Their firm serves 2,145 clients with $2.2B in assets under management.

Wealthplan Investment Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
2,145 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$2.2B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum combined annual management fee and annual strategy fee will not exceed 2.00% of assets under management. Fees are negotiable based on account size, complexity, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1020 W. 18th Street, Suite 1, Wilmington, DE, 19802

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2000
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Wayne is involved in several outside business activities, including serving as a board member for Sovereign Grace Church, selling insurance products, owning and managing rental properties, authoring a book, managing solar panel projects and escape rooms, owning/operating Vizionary Properties I, partnering with Liberty Entertainment, and serving as an advisory board member for the American Society of Pharmacovigilance Physicians. Selling insurance and implementing franchises each take about a quarter of Wayne's time.

Employment History
Current Registrations
Wealthplan Investment Management LLC
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Wealthplan Partners
January 2020 - August 2022 · 2 yrs 7 mos
Wealthplan Partners
February 2018 - July 2020 · 2 yrs 5 mos
Securities America, INC.Broker
January 2018 - August 2022 · 4 yrs 7 mos
LPL Financial LLC
October 2000 - February 2018 · 17 yrs 4 mos
LPL Financial LLCBroker
October 2000 - February 2018 · 17 yrs 4 mos
Ascend Financial Services, INC.Broker
April 1996 - November 2000 · 4 yrs 7 mos
State Registrations2 states
DETX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Wilmington, DE →All financial advisors in Delaware →