Lon Faccini
Lon Faccini is a registered investment advisor at Tsg Alpha Partners, LLC, based in Jersey City, NJ, with 27 years of industry experience. Lon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 80 clients with $75M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
35 Journal Square, Suite 700, Jersey City, NJ, 07036
Get directionsHistory
Regulatory History (10)
Regulatory
February 2023Customer Dispute
November 2022Customer Dispute
September 2020Customer Dispute
August 2019Customer Dispute
September 2018Customer Dispute
August 2016Customer Dispute
June 2015Customer Dispute
November 2013Customer Dispute
October 2010Customer Dispute
August 2008Other Business Activities
Lon manages personal finances through LCF Solutions, INC. This activity is not investment-related.
Employment History
Current Registrations
Tsg Alpha Partners, LLC
Previous Registrations
Tsg Capital AdvisorsBroker
Arive Capital MarketsBroker
Cape Securities INC.Broker
Liberty Partners Financial Services, LLCBroker
J.W. Cole Financial, INC.Broker
J.P. Turner & Company, L.L.C.Broker
Lh Ross & Company, INC.Broker
Continental Broker-Dealer CORP.Broker
Gunnallen Financial, INCBroker
Seaboard Securities, INC.Broker
H.J. Meyers & CO., INC.Broker
Investors Associates, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.