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JG
CFP
JG
CFP

James Gebhardt

Gebhardt Group, INC
30 Years of Experience
Lafayette, CA
1 DisclosureMay Earn CommissionSells Insurance
View SEC Summary
View SEC Summary

James Gebhardt is a CFP-designated registered investment advisor at Gebhardt Group, INC, based in Lafayette, CA, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 232 clients with $350M in assets under management.

Gebhardt Group, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
232 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$346.4M

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Minimum Annual Fee:$15,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Standard fee for new clients is 1.50%. Older relationships established prior to 2011 use a tiered schedule starting at 1.25% for the first $1M, 0.75% for the next $1M, and 0.50% for amounts above $2M. Fees are negotiable under certain circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3390 Mt. Diablo Boulevard, Suite 250, Lafayette, CA, 94549

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2012
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

James is an independent insurance agent selling fixed insurance products since 2011, dedicating about 10% of his time to this. He is also the owner of Gebhardt Group, Inc., a registered investment advisor and DBA for insurance and securities, dedicating full-time hours to this.

Employment History
Current Registrations
Gebhardt Group, INC
April 2025 - Present · 1 yr 6 mos
Previous Registrations
Gebhardt Group, INC
August 2019 - December 2024 · 5 yrs 4 mos
401k Masters, LLC
February 2015 - December 2018 · 3 yrs 10 mos
Gebhardt Group, INC
September 2013 - August 2019 · 5 yrs 11 mos
Integrity Alliance, LLC.Broker
February 2011 - January 2026 · 14 yrs 11 mos
Brokers International Financial Services, LLC
February 2011 - February 2011 · 0 mos
Gebhardt Group, INC
May 2007 - December 2011 · 4 yrs 7 mos
Cambridge Investment Research, INC.Broker
May 2005 - February 2011 · 5 yrs 9 mos
Cambridge Investment Research Advisors, INC.
May 2005 - September 2007 · 2 yrs 4 mos
Citigroup Global Markets INC.
November 1999 - June 2005 · 5 yrs 7 mos
Citigroup Global Markets INC.Broker
November 1999 - June 2005 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1996 - November 1999 · 3 yrs 3 mos
State Registrations3 states
CANVNY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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