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Charles Crist

Raymond James & Associates, INC.
30 Years of Experience
Greensboro, GA
3 DisclosuresBroker
View SEC Summary
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Charles Crist is a registered investment advisor at Raymond James & Associates, INC., based in Greensboro, GA, with 30 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Greensboro, GA

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2012
Closed-No Action
Customer Dispute
July 2001
Denied
Criminal
July 1986
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Charles is the Chairman of the Board for the United Way of St. Johns County since 2012, organizing and leading meetings and fundraising campaigns. He is also an Advisory Council Member for the Flagler Healthcare Foundation, assisting with cultivating gifts, dedicating minimal time to this role.

Employment History
Current Registrations
Raymond James & Associates, INC.
December 2020 - Present · 5 yrs 10 mos
Raymond James & Associates, INC.Broker
December 2020 - Present · 5 yrs 10 mos
Previous Registrations
Bb&t Securities, LLC
September 2014 - December 2020 · 6 yrs 3 mos
Bb&t Securities, LLCBroker
August 2014 - December 2020 · 6 yrs 4 mos
Wells Fargo Advisors, LLC
October 2000 - September 2014 · 13 yrs 11 mos
Wells Fargo Advisors, LLCBroker
October 2000 - September 2014 · 13 yrs 11 mos
First Union Brokerage Services, INC.Broker
October 1998 - October 2000 · 2 yrs
Dean Witter Reynolds INC.Broker
May 1996 - September 1998 · 2 yrs 4 mos
State Registrations40 states
ALARAZCACOCTDCDEFLGAIAILINLAMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHORPASCTNTXVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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