DS
DS
Dale Suezaki is a registered investment advisor at Morgan Stanley, based in Kailua-Kona, HI, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
75-240 Nani Kailua Drive, #4, Kailua-Kona, HI, 96740
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2008Settled
Other Business Activities
Dale is helping to wind down ThePerk.com Gourmet, Inc., a coffee/tea e-commerce business that closed in 2000, to facilitate final tax returns, spending minimal time on the project. Dale is also a member of VTKAE, LLC since 2013.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
October 2000 - April 2007 · 6 yrs 6 mos
Morgan Stanley Dw INC.Broker
July 2000 - April 2007 · 6 yrs 9 mos
Pacific Century Investment Services, INCBroker
May 1997 - September 1999 · 2 yrs 4 mos
State Registrations25 states
AKAZCACOCTFLGAHIMAMEMOMTNCNHNJNMNVNYORTNTXUTVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.