Jon Rothenberg is a registered investment advisor, based in Schaumburg, IL, with 29 years of industry experience.
Location
1450 American Lane, 6th Floor, Suite #650, Schaumburg, IL, 60173
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Advisors LLC
February 2022 - Present · 4 yrs 5 mos
Cetera Wealth Services, LLC
February 2022 - Present · 4 yrs 5 mos
Cetera Investment Services LLC
February 2022 - Present · 4 yrs 5 mos
Cetera Advisors LLCBroker
February 2022 - Present · 4 yrs 5 mos
Cetera Wealth Services, LLCBroker
February 2022 - Present · 4 yrs 5 mos
Cetera Investment Services LLCBroker
February 2022 - Present · 4 yrs 5 mos
Cetera Investment Advisers LLC
January 2008 - Present · 18 yrs 6 mos
Cetera Financial Specialists LLC
January 2004 - Present · 22 yrs 6 mos
Cetera Financial Specialists LLCBroker
January 2004 - Present · 22 yrs 6 mos
Previous Registrations
Avantax Investment Services, INC.Broker
June 2024 - September 2025 · 1 yr 3 mos
First Allied Securities, INC.Broker
February 2022 - September 2022 · 7 mos
Capital Brokerage CorporationBroker
September 2002 - January 2004 · 1 yr 4 mos
Ge Investment Distributors, INCBroker
January 1999 - December 2002 · 3 yrs 11 mos
Citicorp Investment ServicesBroker
January 1998 - December 1998 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1996 - December 1997 · 1 yr 6 mos
State Registrations1 state
IL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.