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Richard Konst

Access Financial Group, INC.
53 Years of Experience
Chicago, IL
2 DisclosuresBroker
View SEC Summary
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Richard Konst is a registered investment advisor at Access Financial Group, INC., based in Chicago, IL, with 53 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 314 clients with $300M in assets under management.

Access Financial Group, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
314 clients
Average Client Portfolio
$963K average
Assets Under Management
$302.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual asset-based fees range from 0.40% to 2.00% depending on the anticipated work and services required. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

118 North Clinton Street, Suite 250, Chicago, IL, 60661

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2007
Final
Customer Dispute
January 1976
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard owns RSLM Corp. and CK Realty LLC, both serving as conduits for real estate holdings. He spends minimal time on these passive investments.

Employment History
Current Registrations
Access Financial Group, INC.
January 2005 - Present · 21 yrs 9 mos
Access Financial Group, INC.
February 1995 - Present · 31 yrs 8 mos
Access Financial Group, INC.Broker
February 1995 - Present · 31 yrs 8 mos
Previous Registrations
Josephthal Lyon & Ross IncorporatedBroker
April 1994 - February 1995 · 10 mos
Rodman & Renshaw INC.Broker
September 1988 - April 1994 · 5 yrs 7 mos
Drexel Burnham Lambert IncorporatedBroker
January 1977 - October 1988 · 11 yrs 9 mos
Drexel Burnham & CO. IncorporatedBroker
February 1976 - January 1977 · 11 mos
Drexel Burnham & CO. IncorporatedBroker
May 1974 - February 1976 · 1 yr 9 mos
Shearson, Hammill & CO., IncorporatedBroker
February 1973 - August 1974 · 1 yr 6 mos
State Registrations19 states
AZCACOCTFLILINKYMDMIMNMONCNHNMNYOHPAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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