Thomas Kraut is a registered investment advisor, based in Cheboygan, MI, with 29 years of industry experience.
Location
Cheboygan, MI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an advisory representative of a Registered Investment Advisor (RIA) since 2017, dedicating about half of his time to this and trading. Since late 2020, he is also an Investment Advisor Representative (IAR) under the DBA name Retirement & Wealth Strategies, spending nearly full-time on this and trading. Additionally, since early 2024, Thomas is an independent insurance agent for various agencies, dedicating minimal time to this.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Sii Investments, INC.
Sii Investments, INC.Broker
Gna Securities, INC.Broker
State Registrations7 states
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