TrueAdvisor
TrueAdvisor
MH
MH

Michael Edward Halla

Tcfg Investment Advisors, LLC
28 Years of Experience
6 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Tcfg Investment Advisors, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
2,344 clients
Average Client Portfolio
$245K average
Assets Under Management
$575.1M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1M+1.00%

Fees are negotiable on a client-by-client basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

100 Maritime Dr, Ste 3-A, Manitowoc, WI, 54220

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2017
Settled
Regulatory
April 2015
Final
Employment Separation After Allegations
June 2012
Customer Dispute
April 2012
Settled
Customer Dispute
March 2011
Denied
Customer Dispute
December 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is involved with the Rahr West Art Museum Charitable Foundation and the Roncalli Catholic Schools Endowment Board of Directors, dedicating minimal time to each. He also sells and services insurance through TCFG Insurance Solutions, taking a few hours per week, and may recommend fixed insurance contracts such as fixed annuities or life insurance.

Employment History
Current Registrations
Tcfg Investment Advisors, LLC
December 2018 - Present · 7 yrs 2 mos
Tcfg Wealth Management, LLCBroker
December 2017 - Present · 8 yrs 2 mos
Previous Registrations
Sii Investments, INC.
July 2012 - December 2017 · 5 yrs 5 mos
Sii Investments, INC.Broker
June 2012 - December 2017 · 5 yrs 6 mos
Sii Investments, INC.
June 2012 - July 2012 · 1 mo
Ameriprise Financial Services, INC.
January 1997 - July 2012 · 15 yrs 6 mos
Ameriprise Financial Services, INC.Broker
December 1996 - July 2012 · 15 yrs 7 mos
Ids Life Insurance CompanyBroker
December 1996 - July 2006 · 9 yrs 7 mos
State Registrations4 states
ILNDOHWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.