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Michael Halla

Tcfg Investment Advisors, LLC
29 Years of Experience
Manitowoc, WI
6 DisclosuresBrokerSells Insurance
View SEC Summary
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Michael Halla is a registered investment advisor at Tcfg Investment Advisors, LLC, based in Manitowoc, WI, with 29 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 2,334 clients with $640M in assets under management.

Tcfg Investment Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
2,334 clients
Average Client Portfolio
$274K average
Assets Under Management
$639.4M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1M+1.00%

Each advisor sets their own independent schedule, up to a maximum of 2.25%. Fees are negotiable based on complexity, assets, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 Maritime Dr, Ste 3-A, Manitowoc, WI, 54220

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2017
Settled
Regulatory
April 2015
Final
Employment Separation After Allegations
June 2012
Customer Dispute
April 2012
Settled
Customer Dispute
March 2011
Denied
Customer Dispute
December 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is involved with the Rahr West Art Museum Charitable Foundation and the Roncalli Catholic Schools Endowment Board of Directors, dedicating minimal time to each. He also sells and services insurance through TCFG Insurance Solutions, taking a few hours per week, and may recommend fixed insurance contracts such as fixed annuities or life insurance.

Employment History
Current Registrations
Tcfg Investment Advisors, LLC
December 2018 - Present · 7 yrs 10 mos
Tcfg Wealth Management, LLCBroker
December 2017 - Present · 8 yrs 10 mos
Previous Registrations
Sii Investments, INC.
July 2012 - December 2017 · 5 yrs 5 mos
Sii Investments, INC.Broker
June 2012 - December 2017 · 5 yrs 6 mos
Sii Investments, INC.
June 2012 - July 2012 · 1 mo
Ameriprise Financial Services, INC.
January 1997 - July 2012 · 15 yrs 6 mos
Ameriprise Financial Services, INC.Broker
December 1996 - July 2012 · 15 yrs 7 mos
Ids Life Insurance CompanyBroker
December 1996 - July 2006 · 9 yrs 7 mos
State Registrations4 states
ILNDOHWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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