Kelly James
Kelly James is a registered investment advisor at Wells Fargo Advisors, based in Woodside, CA, with 30 years of industry experience. Kelly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2925 Woodside Rd, Woodside, CA, 94062
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2004Other Business Activities
Kelly owns multiple rental properties in Sacramento and Truckee, CA, and is a co-trustee for her step-mother. These activities are investment-related and take minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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