Roger David
Roger David is a registered investment advisor at Kestra Advisory Services, LLC, based in Grand Rapids, MI, with 29 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 97,702 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Advisory Services' (Kestra AS) fees for managing your investments are a percentage of the value of your portfolio, up to a maximum of 2.5% per year. The exact percentage is determined by your advisor based on factors like the size of your account, the type of account (e.g., retirement), the services you receive, and the platform you choose. These fees are negotiable.
Kestra AS offers different advisory platforms with varying program fees that are deducted from the client fee you negotiate with your advisor. These platforms include AdvisorEnterprise, Horizon, and AdvisorChoice. Each platform has different features, costs, and minimum account sizes.
There are also third-party managed solutions available through platforms like Focus Partners Advisor Solutions, Symmetry Partners, SEI and AssetMark.
Location
1700 East Beltline NE, Ste. 150, Grand Rapids, MI, 49525
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roger is a registered representative and investment advisor representative (IAR) with Kestra Investment Services and Kestra Advisory Services, spending full-time hours consulting families and businesses regarding financial planning, securities transactions, management, and insurance sales. He also dedicates about 10-20% of his time as a National Chairperson for The Order of St. Ignatius of Antioch and minimal time as a committee member for the Antiochian Orthodox Archdiocese Investment Committee.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
NFP Advisor Services, LLC
Fsc Securities Corporation
Fsc Securities CorporationBroker
LPL Financial CorporationBroker
Mutual Service CorporationBroker
Linsco/private Ledger CORP.Broker
Ws Griffith Securities, INC.Broker
Princor Financial Services CorporationBroker
W. S. Griffith & CO., INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.