Steven Brennan is a registered investment advisor, based in New York, NY, with 26 years of industry experience.
Location
211 East 43rd St., Suite 2004, New York, NY, 10017
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
November 2024 - Present · 1 yr 6 mos
Ajf Capital Management, INC.
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Osaic Wealth, INC.Broker
October 2024 - November 2024 · 1 mo
American Portfolios Financial Services, INC.Broker
June 2020 - October 2024 · 4 yrs 4 mos
Morgan StanleyBroker
July 2018 - June 2019 · 11 mos
Morgan Stanley & CO. LLCBroker
February 2006 - August 2016 · 10 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1996 - February 2006 · 9 yrs 8 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.