CK
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Cary Koplin

58 Years of Experience
New York, NY
Broker

Cary Koplin is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 58 years of industry experience. Cary operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

1290 Avenue of the Americas, New York, NY, 10104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cary serves on the board of their residential corporation, attending meetings and making decisions about property maintenance. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Neuberger Berman Bd LLC
July 2002 - Present · 23 yrs 10 mos
Neuberger Berman Bd LLC
April 2000 - Present · 26 yrs 1 mo
Neuberger Berman Bd LLCBroker
April 2000 - Present · 26 yrs 1 mo
Previous Registrations
Schroder & CO. INC.Broker
March 1972 - May 2000 · 28 yrs 2 mos
Wertheim & CO.Broker
March 1967 - January 1972 · 4 yrs 10 mos
State Registrations45 states
AKALARAZCACOCTDCDEFLGAIAIDILINKYLAMAMDMEMIMNMOMSNCNENHNJNMNVNYOHOKORPARISCSDTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Cary Koplin - Financial Advisor | TrueAdvisor