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Scott Dore

29 Years of Experience
Rye Brook, NY
Broker

Scott Dore is a registered investment advisor at Ameriprise Financial Services, LLC, based in Rye Brook, NY, with 29 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

800 Westchester Ave, Ste 508, Rye Brook, NY, 10573

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Scott co-owns and manages an Ameriprise business, dedicating about a third of his time to it. He also serves as Treasurer for La Dore and is a member of the Port Chester Parks Commission, requiring minimal time commitments.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2007 - Present · 18 yrs 10 mos
Ameriprise Financial Services, LLC
March 1998 - Present · 28 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 1998 - Present · 28 yrs 2 mos
Previous Registrations
Ids Life Insurance CompanyBroker
March 1998 - July 2006 · 8 yrs 4 mos
Dean Witter Reynolds INC.Broker
March 1997 - November 1997 · 8 mos
Janssen-Meyers Associates, L.P.Broker
January 1997 - January 1997 · 0 mos
Janssen-Meyers Associates, L.P.Broker
July 1996 - January 1997 · 6 mos
State Registrations23 states
AKAZCACOCTDEFLGAINKSLAMAMDMENCNJNYPARISCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.