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CFP
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CFP

Byron Ford

Stonex Advisors INC.
30 Years of Experience
Lebanon, TN
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Byron Ford is a CFP-designated registered investment advisor at Stonex Advisors INC., based in Lebanon, TN, with 30 years of industry experience. Byron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 9,843 clients with $5.1B in assets under management.

Stonex Advisors INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
9,843 clients
Average Client Portfolio
$517K average
Assets Under Management
$5.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiated between the client and financial advisor up to a maximum annualized rate of 2.00% for standard assets and 1.50% for annuity allocations. Subject to a minimum annual fee of $200 or 0.10%, whichever is greater ($300 for Unified Managed Accounts). American Funds F2 platform has a separate tiered schedule of 0.80% and 0.55%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

149 Public Square, Suite 3, Lebanon, TN, 37087

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2022
Closed-No Action
Customer Dispute
September 2012
Closed-No Action
Customer Dispute
June 2002
Settled
Customer Dispute
April 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Byron works as a financial advisor at Keith Ford and Associates, providing investment advice, insurance, and financial planning services since 1997. This activity is investment-related and takes up more than full-time hours.

Employment History
Current Registrations
Stonex Advisors INC.
June 2016 - Present · 10 yrs 4 mos
Stonex Securities INC.Broker
September 2013 - Present · 13 yrs 1 mo
Previous Registrations
Sterne Agee Asset Management, INC.
September 2013 - June 2016 · 2 yrs 9 mos
Investment Professionals, INC.Broker
July 2013 - October 2013 · 3 mos
Sterne Agee Investment Advisors, INC.
August 2012 - July 2013 · 11 mos
Sterne Agee Financial Services, INC.Broker
July 2012 - July 2013 · 1 yr
Brokersxpress LLC
June 2009 - July 2012 · 3 yrs 1 mo
Brokersxpress LLCBroker
June 2009 - July 2012 · 3 yrs 1 mo
Brokersxpress LLCBroker
April 2009 - April 2009 · 0 mos
LPL Financial Corporation
March 2004 - June 2009 · 5 yrs 3 mos
LPL Financial CorporationBroker
January 2001 - June 2009 · 8 yrs 5 mos
PFS Investments INC.Broker
May 1996 - February 2001 · 4 yrs 9 mos
State Registrations5 states
MIMOMSOHTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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