GS
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Gemma Sanchez
29 Years of Experience
Miami, FL
4 DisclosuresBroker
Gemma Sanchez is a registered investment advisor at J.P. Morgan Securities LLC, based in Miami, FL, with 29 years of industry experience. Gemma is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
13745 SW 152nd Street, Miami, FL, 33177
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2016Denied
Customer Dispute
November 2008Settled
Customer Dispute
July 2003Settled
Customer Dispute
July 2003Settled
Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.
May 2009 - October 2012 · 3 yrs 5 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Wamu Investments, INC.
October 2008 - May 2009 · 7 mos
Wamu Investments, INC.Broker
July 2000 - May 2009 · 8 yrs 10 mos
Quest Capital Strategies, INC.Broker
May 2000 - July 2000 · 2 mos
Wm Financial Services, INC.Broker
November 1998 - March 2000 · 1 yr 4 mos
Capital Brokerage CorporationBroker
December 1997 - August 1998 · 8 mos
Forth Financial Securities, CorporationBroker
October 1996 - December 1997 · 1 yr 2 mos
Lincoln Financial Advisors CorporationBroker
August 1996 - September 1996 · 1 mo
The Lincoln National Life Insurance CompanyBroker
August 1996 - September 1996 · 1 mo
State Registrations3 states
CAFLNJ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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