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Benjamin Cohen

Morgan Stanley
30 Years of Experience
Palm Beach Gardens, FL
2 DisclosuresBroker
View SEC Summary
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Benjamin Cohen is a registered investment advisor at Morgan Stanley, based in Palm Beach Gardens, FL, with 30 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

3801 PGA Boulevard, Suite 700, Palm Beach Gardens, FL, 33410

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008
Settled
Customer Dispute
January 2001
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Morgan Stanley
July 2012 - Present · 14 yrs 3 mos
Morgan Stanley
July 2012 - Present · 14 yrs 3 mos
Morgan StanleyBroker
July 2012 - Present · 14 yrs 3 mos
Previous Registrations
Wells Fargo Advisors, LLC
June 2007 - July 2012 · 5 yrs 1 mo
Wells Fargo Advisors, LLCBroker
June 2007 - July 2012 · 5 yrs 1 mo
Morgan Keegan & Company, INC.
May 2006 - June 2007 · 1 yr 1 mo
Morgan Keegan & Company, INC.Broker
January 2004 - June 2007 · 3 yrs 5 mos
Ryan Beck & CO.Broker
April 2002 - February 2004 · 1 yr 10 mos
Gruntal & CO., L.L.C.Broker
September 1999 - May 2002 · 2 yrs 8 mos
Carnegie Investor Services INC.Broker
October 1997 - September 1999 · 1 yr 11 mos
Meyers Pollock Robbins, INC.Broker
September 1997 - October 1997 · 1 mo
First Colonial Securities Group, INC.Broker
August 1997 - September 1997 · 1 mo
E. C. Capital, LTD.Broker
July 1996 - August 1997 · 1 yr 1 mo
State Registrations43 states
ALAZCACOCTDCDEFLGAHIIAILINKYLAMAMDMEMIMNMOMSMTNCNDNHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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