BC
BC
Benjamin Cohen
29 Years of Experience
Palm Beach Gardens, FL
2 DisclosuresBroker
Benjamin Cohen is a registered investment advisor at Morgan Stanley, based in Palm Beach Gardens, FL, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3801 PGA Boulevard, Suite 700, Palm Beach Gardens, FL, 33410
Get directionsHistory
Regulatory History (2)
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Customer Dispute
July 2008Settled
Customer Dispute
January 2001Denied
Employment History
Current Registrations
Morgan Stanley
July 2012 - Present · 14 yrs 2 mos
Morgan Stanley
July 2012 - Present · 14 yrs 2 mos
Morgan StanleyBroker
July 2012 - Present · 14 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLC
June 2007 - July 2012 · 5 yrs 1 mo
Wells Fargo Advisors, LLCBroker
June 2007 - July 2012 · 5 yrs 1 mo
Morgan Keegan & Company, INC.
May 2006 - June 2007 · 1 yr 1 mo
Morgan Keegan & Company, INC.Broker
January 2004 - June 2007 · 3 yrs 5 mos
Ryan Beck & CO.Broker
April 2002 - February 2004 · 1 yr 10 mos
Gruntal & CO., L.L.C.Broker
September 1999 - May 2002 · 2 yrs 8 mos
Carnegie Investor Services INC.Broker
October 1997 - September 1999 · 1 yr 11 mos
Meyers Pollock Robbins, INC.Broker
September 1997 - October 1997 · 1 mo
First Colonial Securities Group, INC.Broker
August 1997 - September 1997 · 1 mo
E. C. Capital, LTD.Broker
July 1996 - August 1997 · 1 yr 1 mo
State Registrations43 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.