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Christopher Walton

Ascensus Investment Advisors, LLC
19 Years of Experience
Litchfield Park, AZ
3 DisclosuresBroker
View SEC Summary
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Christopher Walton is a registered investment advisor at Ascensus Investment Advisors, LLC, based in Litchfield Park, AZ, with 19 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 27 clients with $13B in assets under management.

Ascensus Investment Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
41 advisors
IM Fee
Planning only
Assets Under Management
$13.0B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

Litchfield Park, AZ

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2021
Final
Financial
December 2020
Final
Financial
November 2020
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher is employed by Ascensus Group, LLC, the firm's parent company. He is also a Sales Consultant with Beneco Systems, LLC, an Ascensus affiliate, representing the full-time execution of his Ascensus job responsibilities.

Employment History
Current Registrations
Ascensus Investment Advisors, LLC
October 2023 - Present · 3 yrs
Ascensus Broker Dealer Services, LLC
September 2023 - Present · 3 yrs 1 mo
Ascensus Broker Dealer Services, LLCBroker
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
Adp Broker-Dealer, INC.Broker
June 2013 - April 2015 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2013 - June 2013 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2013 - June 2013 · 0 mos
Independent Financial Partners
May 2012 - February 2013 · 9 mos
LPL Financial LLCBroker
April 2012 - February 2013 · 10 mos
VALIC Financial Advisors, INC.
April 2009 - April 2012 · 3 yrs
VALIC Financial Advisors, INC.Broker
March 2009 - April 2012 · 3 yrs 1 mo
Allstate Financial Services, LLCBroker
September 2008 - March 2009 · 6 mos
Wachovia Securities, LLCBroker
January 2008 - September 2008 · 8 mos
A. G. Edwards & Sons, INC.Broker
August 2006 - January 2008 · 1 yr 5 mos
Aig Financial Advisors, INC.Broker
November 2005 - September 2006 · 10 mos
Aig Financial Advisors, INC.
November 2005 - September 2006 · 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
August 2004 - December 2005 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2004 - December 2005 · 1 yr 4 mos
Harrisdirect LLCBroker
January 2004 - July 2004 · 6 mos
Harrisdirect LLC
January 2004 - July 2004 · 6 mos
Banc One Securities Corporation
September 2003 - January 2004 · 4 mos
Banc One Securities CorporationBroker
September 2003 - January 2004 · 4 mos
Edward JonesBroker
January 2003 - May 2003 · 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2001 - January 2003 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2001 - January 2003 · 2 yrs
Recom Securities, INC.Broker
May 1998 - January 2001 · 2 yrs 8 mos
Mills Financial Services, INC.Broker
July 1997 - July 1997 · 0 mos
Chatfield Dean & CO., INC.Broker
June 1996 - August 1996 · 2 mos
State Registrations2 states
AZMA
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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