Tricia Carvalheira is a registered investment advisor at Morgan Stanley, based in New York, NY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1585 Broadway, 21st Floor, New York, NY, 10036
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2010 - Present · 16 yrs 3 mos
Morgan StanleyBroker
June 2010 - Present · 16 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2008 - May 2010 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2008 - May 2010 · 2 yrs 1 mo
Lehman Brothers INC.Broker
November 2006 - February 2008 · 1 yr 3 mos
Lehman Brothers INC.
November 2006 - February 2008 · 1 yr 3 mos
Morgan Stanley & CO., Incorporated
December 2005 - November 2006 · 11 mos
Morgan Stanley & CO., IncorporatedBroker
April 1999 - November 2006 · 7 yrs 7 mos
Prudential Securities IncorporatedBroker
May 1998 - February 1999 · 9 mos
State Registrations36 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.