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Evaughn Branham-Ferrero

LPL Financial LLC
29 Years of Experience
Wood Dale, IL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Evaughn Branham-Ferrero is a registered investment advisor at LPL Financial LLC, based in Wood Dale, IL, with 29 years of industry experience. Evaughn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

171 E. Irving Park Road, Wood Dale, IL, 60191

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Evaughn is involved with Leaders Partners, Incapitas, selling non-variable insurance, dedicating a few hours per week. He also operates his LPL business under the DBA Wintrust Investments, spending about 10-20% of his time on this.

Employment History
Current Registrations
LPL Financial LLC
January 2025 - Present · 1 yr 9 mos
LPL Financial LLCBroker
January 2025 - Present · 1 yr 9 mos
Previous Registrations
Wintrust Investments
December 2016 - January 2025 · 8 yrs 1 mo
Wintrust Investments LLCBroker
November 2016 - January 2025 · 8 yrs 2 mos
J.P. Morgan Securities LLC
October 2012 - August 2016 · 3 yrs 10 mos
J.P. Morgan Securities LLCBroker
October 2012 - August 2016 · 3 yrs 10 mos
Chase Investment Services CORP.
July 2005 - October 2012 · 7 yrs 3 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities Corporation
February 2000 - July 2005 · 5 yrs 5 mos
Banc One Securities CorporationBroker
October 1999 - July 2005 · 5 yrs 9 mos
Gsg Securities, INC.Broker
January 1999 - September 1999 · 8 mos
Chatfield Dean & CO., INC.Broker
June 1996 - January 1999 · 2 yrs 7 mos
State Registrations17 states
AZCACOFLILMDMNMONENJOHPASCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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