William Wagner is a registered investment advisor, based in Goleta, CA, with 28 years of industry experience.
Location
Goleta, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William works as an Investment Advisor Representative (IAR) through Kestra Advisory Services and as a Registered Representative through Kestra Investment Services. Both roles involve investment advisory services and asset management, taking up a full-time commitment.
Employment History
Current Registrations
Kestra Investment Services, LLC
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
Previous Registrations
Kinecta Financial & Insurance ServicesBroker
LPL Financial LLCBroker
LPL Financial LLC
Citicorp Investment ServicesBroker
Cal Fed InvestmentsBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
PFS Investments INC.Broker
PFS Investments INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.