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Mark Rogers

29 Years of Experience
Naperville, IL
BrokerSells Insurance

Mark Rogers is a registered investment advisor, based in Naperville, IL, with 29 years of industry experience.

Location

800 West Fifth Avenue, Suite 205L, Naperville, IL, 60563

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Mark owns Rogers Financial Services LLC, where he works full-time in insurance and securities sales, as well as financial planning. He also acts as a liaison for Mustang Construction, spending a few hours per week assisting with property management duties.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 5 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 5 mos
Previous Registrations
Concourse Financial Group Advisors
January 2007 - February 2025 · 18 yrs 1 mo
Concourse Financial Group Securities, INC.Broker
June 1999 - February 2025 · 25 yrs 8 mos
The Concord Equity Group, LLCBroker
May 1998 - June 1999 · 1 yr 1 mo
Emissary Financial Group, INC.Broker
March 1998 - August 1998 · 5 mos
Money Concepts Capital CORPBroker
January 1998 - March 1998 · 2 mos
Franklin Financial Services CorporationBroker
July 1996 - January 1998 · 1 yr 6 mos
State Registrations12 states
AZCACOFLGAIAILMINCSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Rogers - Financial Advisor | TrueAdvisor