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CFP

Michael Beck

LPL Financial LLC
29 Years of Experience
Hudson, NH
Broker
View SEC Summary
View SEC Summary

Michael Beck is a CFP-designated registered investment advisor at LPL Financial LLC, based in Hudson, NH, with 29 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

3 Winnhaven Dr, Hudson, NH, 03051

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael operates under the DBA St. Mary's Financial Services for his LPL business, dedicating minimal time. He also works as a financial advisor at St. Mark's Bank, spending full-time hours in this role.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2022 - Present · 4 yrs 5 mos
LPL Financial LLC
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
CUNA Brokerage Services, INC.
September 2013 - May 2022 · 8 yrs 8 mos
CUNA Brokerage Services, INC.Broker
September 2013 - May 2022 · 8 yrs 8 mos
LPL Financial LLC
May 2012 - September 2013 · 1 yr 4 mos
LPL Financial LLCBroker
May 2012 - September 2013 · 1 yr 4 mos
CUNA Brokerage Services, INC.Broker
March 2003 - June 2012 · 9 yrs 3 mos
CUNA Brokerage Services, INC.
March 2003 - June 2012 · 9 yrs 3 mos
MML Investors Services, INC.Broker
September 2000 - March 2003 · 2 yrs 6 mos
Intersecurities, INC.Broker
June 2000 - September 2000 · 3 mos
W. S. Griffith & CO., INC.Broker
December 1997 - November 1999 · 1 yr 11 mos
Intersecurities, INC.Broker
April 1997 - October 1997 · 6 mos
Metropolitan Life Insurance CompanyBroker
July 1996 - March 1997 · 8 mos
Metlife Securities INC.Broker
July 1996 - March 1997 · 8 mos
State Registrations28 states
ALARAZCACOCTFLGAINLAMAMEMIMNNCNHNJNVNYORPARISCTNTXUTVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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More financial advisors in Hudson, NH →All financial advisors in New Hampshire →
Michael Beck - Financial Advisor | TrueAdvisor