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Shawn King
30 Years of Experience
Monroeville, PA
1 DisclosureBrokerSells Insurance
Shawn King is a registered investment advisor at Cetera Investment Advisers LLC, based in Monroeville, PA, with 30 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
4220 William Penn Highway, Monroeville, PA, 15146
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2000Denied
Other Business ActivitiesSells Insurance
Shawn receives compensation for referrals to First National Bank Trust Department. He also sells fixed life insurance outside of Cetera.
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2014 - Present · 12 yrs 8 mos
Cetera Investment Services LLC
February 2014 - Present · 12 yrs 8 mos
Cetera Investment Services LLCBroker
February 2014 - Present · 12 yrs 8 mos
Previous Registrations
LPL Financial LLC
March 2009 - February 2014 · 4 yrs 11 mos
LPL Financial LLCBroker
March 2009 - February 2014 · 4 yrs 11 mos
Invest Financial Corporation
March 2003 - March 2009 · 6 yrs
Invest Financial CorporationBroker
November 2002 - March 2009 · 6 yrs 4 mos
Futureshare Financial LLCBroker
November 2001 - November 2002 · 1 yr
Natcity Insurance Services, INC.Broker
January 1999 - November 2001 · 2 yrs 10 mos
Liberty Securities CorporationBroker
August 1998 - January 1999 · 5 mos
Independent Financial Securities, INC.Broker
May 1998 - August 1998 · 3 mos
Natcity Investments, INC.Broker
December 1997 - November 2001 · 3 yrs 11 mos
H.J. Meyers & CO., INC.Broker
March 1997 - December 1997 · 9 mos
Vtr Capital, INC.Broker
August 1996 - March 1997 · 7 mos
State Registrations13 states
AZDEFLIDMDMNMSNCOHPASCTXWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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