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David Steele Sutphin

Financial Advisory Partners, LLC
25 Years of Experience
Broker
View SEC Summary
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Areas of Practice
Investment Management
Financial Advisory Partners, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
138 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$325.1M

Fee Structure

Minimum Investment:$100K
Financial Planning:Included in AUM fee

Location

1201 S. Orlando Avenue, Suite 350, Winter Park, FL, 32789

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is a partner in Financial Advisory Partners LLC, a financial advisory practice. This business partnership takes up a full-time commitment.

Employment History
Current Registrations
Financial Advisory Partners, LLC
January 2021 - Present · 5 yrs 1 mo
Nbc Securities, INC.Broker
March 2006 - Present · 19 yrs 11 mos
Previous Registrations
Nbc Securities, INC.
March 2006 - August 2021 · 15 yrs 5 mos
Fifth Third Securities, INC.
November 2005 - March 2006 · 4 mos
Fifth Third Securities, INC.Broker
April 2005 - March 2006 · 11 mos
Amsouth Investment Management Company LLC
April 2004 - July 2004 · 3 mos
Amsouth Investment Services, INC.
February 2003 - April 2004 · 1 yr 2 mos
Amsouth Investment Services, INC.Broker
February 2003 - October 2004 · 1 yr 8 mos
Banc of America Investment Services, INC.Broker
March 2001 - February 2002 · 11 mos
Allen & Company of Florida, INC.Broker
March 2001 - March 2001 · 0 mos
Banc of America Securities LLCBroker
December 2000 - March 2001 · 3 mos
Banc of America Investment Services, INC.Broker
October 2000 - November 2000 · 1 mo
Nationsbanc Investments, INC.Broker
April 1998 - October 1998 · 6 mos
Barnett Investments, INC.Broker
July 1996 - April 1998 · 1 yr 9 mos
State Registrations10 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.