AW
AW
Adeline Wong
26 Years of Experience
San Diego, CA
Broker
Adeline Wong is a registered investment advisor at Cetera Investment Advisers LLC, based in San Diego, CA, with 26 years of industry experience. Adeline operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
655 W Broadway 12th Fl, San Diego, CA, 92101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2018 - Present · 8 yrs 3 mos
Cetera Advisors LLCBroker
January 2018 - Present · 8 yrs 4 mos
Cetera Financial Specialists LLCBroker
January 2018 - Present · 8 yrs 4 mos
Cetera Wealth Services, LLCBroker
January 2018 - Present · 8 yrs 4 mos
Cetera Investment Services LLCBroker
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
February 2018 - May 2021 · 3 yrs 3 mos
First Allied Advisory Services, INC.
February 2018 - November 2020 · 2 yrs 9 mos
First Allied Securities, INC.Broker
January 2018 - September 2022 · 4 yrs 8 mos
Summit Brokerage Services, INC.Broker
January 2018 - December 2019 · 1 yr 11 mos
LPL Financial LLCBroker
February 2005 - July 2017 · 12 yrs 5 mos
Stancorp Equities, INC.Broker
November 2001 - June 2004 · 2 yrs 7 mos
Princor Financial Services CorporationBroker
July 1999 - December 1999 · 5 mos
Norwest Investment Services, INC.Broker
December 1998 - May 1999 · 5 mos
Princor Financial Services CorporationBroker
June 1996 - December 1998 · 2 yrs 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.