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Thomas Dowd
26 Years of Experience
Sarasota, FL
1 DisclosureBroker
Thomas Dowd is a registered investment advisor at Wells Fargo Advisors, based in Sarasota, FL, with 26 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
1605 Main St, 12th & 14th Fls, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (1)
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Financial
November 2018Final
Employment History
Current Registrations
Wells Fargo Advisors
October 2025 - Present · 7 mos
Wells Fargo Clearing Services, LLCBroker
August 2025 - Present · 9 mos
Previous Registrations
LPL Financial LLCBroker
May 2022 - August 2025 · 3 yrs 3 mos
CUNA Brokerage Services, INC.Broker
August 2018 - May 2022 · 3 yrs 9 mos
CUNA Brokerage Services, INC.Broker
September 2017 - February 2018 · 5 mos
Forethought Distributors, LLCBroker
December 2014 - September 2015 · 9 mos
Suntrust Investment Services, INC.
October 2011 - October 2014 · 3 yrs
Suntrust Investment Services, INC.Broker
May 2002 - October 2014 · 12 yrs 5 mos
The Huntington Investment CompanyBroker
January 2000 - February 2002 · 2 yrs 1 mo
Citizens Financial Services INC.Broker
August 1999 - November 1999 · 3 mos
Liberty Funds Distributor, INC.Broker
July 1999 - July 1999 · 0 mos
Keyport Financial Services CORP.Broker
June 1996 - July 1999 · 3 yrs 1 mo
State Registrations7 states
ARCACOFLMAUTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.