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Phillip Valley

Eastwind Capital Wealth Management
30 Years of Experience
Bonita Springs, FL
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Phillip Valley is a registered investment advisor at Eastwind Capital Wealth Management, based in Bonita Springs, FL, with 30 years of industry experience. Phillip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 324 clients with $95M in assets under management.

Eastwind Capital Wealth Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
324 clients
Average Client Portfolio
$292K average
Assets Under Management
$94.5M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annualized management fee ranges from 1.0% to 2.0%, billed monthly in arrears based on month-end asset value. Management fees and account minimums are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Bonita Springs, FL

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History

Regulatory History (1)
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Regulatory
October 1989
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Phillip owns Estate Planning Professionals, providing insurance services since 1991, taking about a quarter of his time. He also serves on the Stowe Mission Board of Directors, dedicating minimal time outside of normal business hours.

Employment History
Current Registrations
Eastwind Capital Wealth Management
June 2008 - Present · 18 yrs 4 mos
Previous Registrations
American Equity Investment CorporationBroker
March 2011 - December 2014 · 3 yrs 9 mos
American Equity Investment CorporationBroker
March 2009 - December 2010 · 1 yr 9 mos
Wall Street Financial Group, INC
September 2006 - December 2008 · 2 yrs 3 mos
Wall Street Financial Group, INC.Broker
September 2006 - March 2009 · 2 yrs 6 mos
Geneos Wealth Management, INC.
May 2005 - September 2006 · 1 yr 4 mos
Geneos Wealth Management, INC.Broker
May 2005 - September 2006 · 1 yr 4 mos
Brecek & Young Advisors, INC.
October 2001 - May 2005 · 3 yrs 7 mos
Brecek & Young Advisors, INC.Broker
March 2001 - May 2005 · 4 yrs 2 mos
Donahue Securities, INC.Broker
July 2000 - March 2001 · 8 mos
Legacy Financial Services, INC.Broker
June 1999 - August 2000 · 1 yr 2 mos
Amvest Securities, IncorporatedBroker
October 1998 - May 1999 · 7 mos
Prim Securities, IncorporatedBroker
June 1996 - September 1998 · 2 yrs 3 mos
State Registrations5 states
FLLAOHPATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Phillip Valley - Financial Advisor | TrueAdvisor