Sean Waggoner
Sean Waggoner is a registered investment advisor at Alliant Retirement Consulting, based in Alpharetta, GA, with 29 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 156 clients with $4.5B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1125 Sanctuary Parkway, Suite 300, Alpharetta, GA, 30009
Get directionsHistory
Regulatory History (4)
Customer Dispute
February 2022Regulatory
August 2020Regulatory
April 2020Regulatory
January 2020Other Business ActivitiesSells Insurance
Sean is an Investment Advisory Representative at Alliant Retirement Services and sells fixed insurance products (life, health, disability, and long-term care). He is also Senior Vice President and part owner at Alliant Insurance Services, Inc., selling various life, health, and disability insurance products, and is involved in several other ventures including airplane ownership, asset protection, property management, church advisory, and a membership in Nexus Energy 10, LLC.
Employment History
Current Registrations
Alliant Retirement Consulting
Previous Registrations
Cetera Advisor Networks LLCBroker
James E.bashaw & CO.
LPL Financial LLCBroker
LPL Financial LLC
NFP Securities, INC.
NFP Securities, INC.Broker
One Orchard Equities, INC.Broker
The Great-West Life Assurance CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.