FA
FA
Flynn Andrew
29 Years of Experience
Roswell, GA
3 DisclosuresBrokerSells Insurance
Flynn Andrew is a registered investment advisor at Cetera Investment Advisers LLC, based in Roswell, GA, with 29 years of industry experience. Flynn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Roswell, GA
Get directionsHistory
Regulatory History (3)
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Customer Dispute
March 2023Settled
Regulatory
August 2007Final
Regulatory
May 2007Final
Other Business ActivitiesSells Insurance
Flynn works as an insurance agent selling fixed insurance products since 1996. This requires minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 5 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 5 mos
Previous Registrations
Concourse Financial Group Advisors
August 2008 - February 2025 · 16 yrs 6 mos
Concourse Financial Group Securities, INC.Broker
November 2005 - February 2025 · 19 yrs 3 mos
Usallianz Securities, INC.Broker
February 2002 - November 2005 · 3 yrs 9 mos
Wma Securities, INC.Broker
August 1996 - February 2002 · 5 yrs 6 mos
State Registrations4 states
CAGANHWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.