MP
MP

Maria Palumbo

26 Years of Experience
New York, NY
Broker

Maria Palumbo is a registered investment advisor at Morgan Stanley, based in New York, NY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1585 Broadway, 21st Floor, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Maria is a board member for Carmil Apartments, a real estate venture in New York, since 2018. She spends minimal time on property management and investment decisions.

Employment History
Current Registrations
Morgan Stanley
December 2022 - Present · 3 yrs 7 mos
Morgan StanleyBroker
December 2022 - Present · 3 yrs 7 mos
Morgan Stanley
December 2022 - Present · 3 yrs 7 mos
Previous Registrations
Oppenheimer & CO. INC.
May 2016 - December 2022 · 6 yrs 7 mos
Oppenheimer & CO. INC.Broker
May 2016 - December 2022 · 6 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
December 2015 - May 2016 · 5 mos
Stifel, Nicolaus & Company, Incorporated
December 2015 - May 2016 · 5 mos
Barclays Capital INC.
August 2013 - December 2015 · 2 yrs 4 mos
Barclays Capital INC.Broker
July 2013 - December 2015 · 2 yrs 5 mos
Oppenheimer & CO. INC.
October 2009 - July 2013 · 3 yrs 9 mos
Oppenheimer & CO. INC.Broker
August 2009 - July 2013 · 3 yrs 11 mos
Doft & CO., INC.Broker
November 2002 - August 2009 · 6 yrs 9 mos
Prudential Securities IncorporatedBroker
May 1998 - August 2001 · 3 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Maria Palumbo - Financial Advisor | TrueAdvisor