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CFP

Michael Schold

Stifel, Nicolaus & Company, Incorporated
28 Years of Experience
Racine, WI
Broker
View SEC Summary
View SEC Summary

Michael Schold is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Racine, WI, with 28 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5439 Durand Avenue Suite 240, Racine, WI, 53406

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
January 2013 - Present · 13 yrs 9 mos
Stifel, Nicolaus & Company, Incorporated
January 2013 - Present · 13 yrs 9 mos
Previous Registrations
BMO Harris Financial Advisors, INC.Broker
August 2012 - January 2013 · 5 mos
BMO Harris Financial Advisors, INC
August 2012 - January 2013 · 5 mos
M&i Financial Advisors, INC.
April 2012 - August 2012 · 4 mos
M&i Investment Management CORP.
April 2010 - April 2012 · 2 yrs
M&i Financial Advisors, INC.
September 2005 - March 2010 · 4 yrs 6 mos
M&i Financial Advisors, INCBroker
January 1999 - August 2012 · 13 yrs 7 mos
Everen Clearing CORP.Broker
April 1998 - August 1998 · 4 mos
State Registrations15 states
AZCAFLGAIAILINMDMIMNNMPASCTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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