David Keefe
David Keefe is a registered investment advisor at Cetera Investment Advisers LLC, based in Tucson, AZ, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3573 E. Sunrise Drive, Suite 133, Tucson, AZ, 85718
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David manages a vacation rental property, maintains group health insurance contracts, provides financial services as Vice President of DKGB Financial Group, and is a Branch Manager/Sr. Wealth Manager at FFEC Wealth Partners (full-time). He also owns D Keefe FA LLC for expense management.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
First Financial Equity Corporation
First Financial Equity CorporationBroker
Nova Financial & Insurance Services
Mutual Securities, INC.Broker
New England SecuritiesBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Eroom Securities L.L.C.Broker
State Registrations19 states
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