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Michael Bergan

29 Years of Experience
Milwaukee, WI
Broker

Michael Bergan is a registered investment advisor at Morgan Stanley, based in Milwaukee, WI, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

411 East Wisconsin Avenue, Suite 2200, Milwaukee, WI, 53202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is a 100% owner and partner of Drewbie Real Estate LLC, which owns a duplex rental property in Ames, Iowa, since 2014. This activity is investment-related and requires minimal time during or after business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
February 2001 - June 2009 · 8 yrs 4 mos
Citigroup Global Markets INC.Broker
April 1999 - June 2009 · 10 yrs 2 mos
Salomon Smith Barney INC.Broker
March 1999 - April 1999 · 1 mo
John Nuveen & CO., IncorporatedBroker
November 1996 - March 1999 · 2 yrs 4 mos
State Registrations33 states
AZCACOCTDCDEFLGAHIIAILINKYMDMEMIMNMOMTNCNJNVNYOHOKPASCTNTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Michael Bergan - Financial Advisor | TrueAdvisor