Bradley Small
Bradley Small is a registered investment advisor at Oneascent Financial Services LLC, based in Beverly, MA, with 29 years of industry experience. Bradley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 4,188 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OneAscent offers investment management services through Unified Managed Accounts and direct asset management. Fees generally range from 0.50% to 2.00% per year of the portfolio's value. These fees are negotiable and depend on factors like account size and complexity. Clients may also incur separate fees charged by overlay managers and third-party managers. Asset management for held away accounts generally varies from 0.50% to 1.00% per annum. Trading costs may vary from 0.02% to 0.15%.
Location
100 Cummings Center, Suite 207P #234, Beverly, MA, 01915
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2012Customer Dispute
June 2003Customer Dispute
September 2001Other Business ActivitiesSells Insurance
Bradley works as an Investment Advisor Representative (IAR) for One Ascent Financial Services, doing business as Solomon Private Wealth, dedicating full-time hours to this role. He also sells fixed insurance products through multiple carriers, spending a few hours per week on this activity, and is an insurance agent for Smith Companies.
Employment History
Current Registrations
Oneascent Financial Services LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Thrivent Advisor Network, LLC
Pinnacle Private Wealth, LLC
Triad Advisors LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Advisors, LLC
Wells Fargo Clearing Services, LLCBroker
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.