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Bradley Small

Oneascent Financial Services LLC
30 Years of Experience
Beverly, MA
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Bradley Small is a registered investment advisor at Oneascent Financial Services LLC, based in Beverly, MA, with 30 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Estate Planning, and 6 more. Their firm serves 5,279 clients with $3.5B in assets under management.

Oneascent Financial Services LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
84 advisors
Number of Clients
5,279 clients
Average Client Portfolio
$670K average
Assets Under Management
$3.5B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees generally range from 0.50% to 2.00% per annum depending on the account type, asset size, and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 Cummings Center, Suite 207P #234, Beverly, MA, 01915

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2012
Denied
Customer Dispute
June 2003
Closed-No Action
Customer Dispute
September 2001
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Bradley works as an Investment Advisor Representative (IAR) for One Ascent Financial Services, doing business as Solomon Private Wealth, dedicating full-time hours to this role. He also sells fixed insurance products through multiple carriers, spending a few hours per week on this activity, and is an insurance agent for Smith Companies.

Employment History
Current Registrations
Oneascent Financial Services LLC
December 2024 - Present · 1 yr 10 mos
Purshe Kaplan Sterling Investments
August 2022 - Present · 4 yrs 2 mos
Purshe Kaplan Sterling InvestmentsBroker
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Thrivent Advisor Network, LLC
September 2022 - December 2024 · 2 yrs 3 mos
Pinnacle Private Wealth, LLC
July 2020 - September 2022 · 2 yrs 2 mos
Triad Advisors LLCBroker
June 2020 - August 2022 · 2 yrs 2 mos
Wells Fargo Clearing Services, LLC
January 2016 - July 2020 · 4 yrs 6 mos
Wells Fargo Advisors, LLC
June 2014 - December 2014 · 6 mos
Wells Fargo Clearing Services, LLCBroker
February 2009 - July 2020 · 11 yrs 5 mos
Citigroup Global Markets INC.Broker
October 2001 - March 2009 · 7 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1996 - October 2001 · 5 yrs 2 mos
State Registrations5 states
CTFLMANHTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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