EC
EC

Echo Chiaping Chien

29 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
Compensation
Fee-Only (AUM)
Firm Size
6 advisors
Number of Clients
225 clients
Average Client Portfolio
$832K average
Assets Under Management
$187.3M

Fee Structure

Minimum Investment:$250K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.35%
$1.0M - $1.5M1.20%
$1.5M - $3.0M1.00%
$3.0M - $5.0M0.85%
$5M+0.85%

Fees negotiable for accounts over $5 million.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

100 Smith Ranch Road, Suite 110, San Rafael, CA, 94903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Echo is the Chief Compliance Officer for The Putney Financial Group, dedicating a few hours per week. Echo also owns rental property and provides general consulting services through Legacy Bridge Financial LLC.

Employment History
Current Registrations
Arete Wealth Management, LLCBroker
December 2024 - Present · 1 yr 2 mos
Arete Wealth Management, LLC
December 2024 - Present · 1 yr 2 mos
The Putney Financial Group LLC
July 2024 - Present · 1 yr 7 mos
Previous Registrations
Portsmouth Financial ServicesBroker
November 2013 - February 2025 · 11 yrs 3 mos
Portsmouth Financial Services, INC.
November 2013 - January 2025 · 11 yrs 2 mos
East / West Securities CORP.Broker
December 2011 - December 2013 · 2 yrs
East/west Securities CO.Broker
April 2011 - March 2012 · 11 mos
Mandarin Pacific Asset Management, LLC
March 2008 - December 2011 · 3 yrs 9 mos
White Pacific Investment Advisory Services
September 2004 - December 2007 · 3 yrs 3 mos
White Pacific Securities, INC.Broker
July 2000 - December 2011 · 11 yrs 5 mos
Thomas F. White & CO., IncorporatedBroker
June 1996 - July 2000 · 4 yrs 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Echo Chiaping Chien - Financial Advisor | TrueAdvisor