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Robert Thomas

Ashworth Wealth, LLC
30 Years of Experience
South Jordan, UT
1 DisclosureBrokerSells Insurance
View SEC Summary
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Robert Thomas is a registered investment advisor at Ashworth Wealth, LLC, based in South Jordan, UT, with 30 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 300 clients with $380M in assets under management.

Ashworth Wealth, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
300 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$377.8M

Fee Structure

Minimum Investment:$500K
Planning is included in investment management
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.00%, with the registered investment advisor's portion capped at 1.25%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

897 W Baxter Dr, South Jordan, UT, 84095

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History

Regulatory History (1)
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Judgment / Lien
March 2008
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert is a principal at Ashworth Wealth, LLC and Ashworth Financial Advisors, LLC, spending nearly full-time and about a quarter of his time, respectively, on investment advisory and financial planning. He also markets fixed life products through RST Consulting, Inc., which was set up for accounting purposes, and manages business expenses for Ashworth Management, LLC, dedicating minimal time to each.

Employment History
Current Registrations
Ashworth Wealth, LLC
January 2011 - Present · 15 yrs 10 mos
Osaic Wealth, INC.
May 2002 - Present · 24 yrs 6 mos
Osaic Wealth, INC.Broker
January 2002 - Present · 24 yrs 10 mos
Previous Registrations
Stone Hill Advisory Services INC.
August 2002 - December 2010 · 8 yrs 4 mos
Signator Investors, INC.Broker
June 1996 - January 2002 · 5 yrs 7 mos
John Hancock Mutual Life Insurance CompanyBroker
June 1996 - May 1997 · 11 mos
State Registrations21 states
AZCACOFLGAHIIAIDMEMIMOMTNCNENVOHORTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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