AK
ChFC
AK
ChFC

Arthur Kraus

53 Years of Experience
Santa Monica, CA
BrokerSells Insurance

Arthur Kraus is a ChFC-designated registered investment advisor at Capital Intelligence Advisors, INC., based in Santa Monica, CA, with 53 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching.

Compensation
Fixed/Hourly
Firm Size
2 advisors
IM Fee
Planning only

Fee Structure

  • Financial planning services: Fixed fee ranging from $500 to $20,000, depending on the complexity of the client's circumstances.
  • Hourly financial planning services: $150 to $500 per hour, depending on the complexity of the client's circumstances. An estimate for total hours will be determined at the start of the advisory relationship.
  • Ongoing financial planning services: Monthly retainer ranging from $100 to $500 per month, depending on the complexity of the situation.
Annual Retainer:$1,200 - $6,000/year
One-Time Plan:$500 - $20,000
Hourly Rate:$150 - $500/hr
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Location

2001 Wilshire Blvd, Ste 410, Santa Monica, CA, 90403

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Arthur is a registered investment advisor through Capital Intelligence Associates and Capital Intelligence Advisors, Inc. He also engages in non-variable insurance activities and conducts financial planning seminars, dedicating minimal time to the latter.

Employment History
Current Registrations
Capital Intelligence Advisors, INC.
March 2004 - Present · 22 yrs 2 mos
LPL Financial LLC
June 2003 - Present · 22 yrs 11 mos
LPL Financial LLCBroker
June 2003 - Present · 22 yrs 11 mos
Previous Registrations
Royal Alliance Associates, INC.
July 1997 - June 2003 · 5 yrs 11 mos
Royal Alliance Associates, INC.Broker
November 1989 - June 2003 · 13 yrs 7 mos
1717 Capital Management CompanyBroker
May 1989 - July 2003 · 14 yrs 2 mos
Integrated Resources Equity CorporationBroker
January 1986 - November 1989 · 3 yrs 10 mos
Lowry Financial Services CorporationBroker
June 1984 - January 1986 · 1 yr 7 mos
Fms Securities, INC.Broker
March 1984 - July 1984 · 4 mos
Robert C. Lau and Company, INC.Broker
October 1983 - April 1984 · 6 mos
University Securities CorporationBroker
August 1981 - October 1983 · 2 yrs 2 mos
Pacific Equity Sales CompanyBroker
November 1972 - July 1981 · 8 yrs 8 mos
State Registrations27 states
AZCACTDCFLGAHIILINKYMAMDMNNCNJNMNVNYORPARITNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Arthur Kraus - Financial Advisor | TrueAdvisor