JH
JH

James Hare

27 Years of Experience
Nashville, TN
2 DisclosuresBroker

James Hare is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Nashville, TN, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

3823 Cleghorn Avenue, Nashville, TN, 37215

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2001
Settled
Customer Dispute
May 2000
Closed-No Action
Other Business Activities

James works as a financial consultant for Pinnacle Asset Management and a financial advisor for Pinnacle Bank, dedicating about half his time to each. He is also creating a marketing partnership called Radnor Capital Partners, which takes about a quarter of his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
August 2007 - Present · 18 yrs 9 mos
Previous Registrations
Raymond James Financial Services
September 2007 - January 2009 · 1 yr 4 mos
Banc of America Investment Services, INC.
December 2003 - August 2007 · 3 yrs 8 mos
Banc of America Investment Services, INC.Broker
October 2003 - August 2007 · 3 yrs 10 mos
Morgan Keegan & Company, INC.Broker
December 1998 - November 2003 · 4 yrs 11 mos
State Registrations15 states
AZCADCFLGAILINKYMONCNYOHTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Hare - Financial Advisor | TrueAdvisor