KH
KH

Kevin Hughes

29 Years of Experience
Glen Cove, NY
3 DisclosuresMay Earn Commission

Kevin Hughes is a registered investment advisor at American Wealth Administration Group LLC, based in Glen Cove, NY, with 29 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 159 clients with $47M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
159 clients
Average Client Portfolio
$294K average
Assets Under Management
$46.7M

Fee Structure

Planning is included in investment management (also available separately)

AWAG charges an annual investment advisory fee ranging from 0.20% to 3.50% of your portfolio, depending on the size of your relationship and the complexity of services. Fees are paid quarterly in advance, based on the market value of your portfolio at the end of the prior quarter. Fees may be negotiable. AWAG may also adjust or suspend fees during hardship or extraordinary circumstances.

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Location

50 Glen Cove Road, Suite 101, Glen Cove, NY, 11542

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Denied
Customer Dispute
May 2005
Settled
Customer Dispute
September 1999
Award / Judgment
Other Business Activities

Kevin is the Chairman and CEO of American Wealth Administration Group, LLC, an RIA, dedicating full-time hours to recruiting, administration, operations, risk control, and training. He also volunteers for SIFMA and serves as a trustee for Butterfield Library/Westminster Institute and a board member for Westminster Development Review Board, spending minimal time on these activities.

Employment History
Current Registrations
American Wealth Administration Group LLC
July 2016 - Present · 9 yrs 10 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
March 2016 - June 2017 · 1 yr 3 mos
United Advisors
January 2014 - February 2016 · 2 yrs 1 mo
Securities America, INC.Broker
January 2014 - February 2016 · 2 yrs 1 mo
Morgan Stanley
June 2013 - January 2014 · 7 mos
Morgan Stanley
September 2010 - June 2013 · 2 yrs 9 mos
Morgan StanleyBroker
June 2009 - January 2014 · 4 yrs 7 mos
Citigroup Global Markets INC.Broker
September 2004 - June 2009 · 4 yrs 9 mos
Morgan Stanley Dw INC.Broker
June 1998 - September 2004 · 6 yrs 3 mos
Gkn Securities CORP.Broker
May 1996 - June 1998 · 2 yrs 1 mo
State Registrations1 state
NJ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.