Dirk Alexander
Dirk Alexander is a registered investment advisor at Osaic Wealth, INC., based in Princeton, NJ, with 29 years of industry experience. Dirk operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
902 Carnegie Center, Suite 510, Princeton, NJ, 08540
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dirk is an investment advisor representative for Osiac Wealth, Inc. and New Century Financial Group, and also owns H.I.B. Planning & Benefits where he sells employee benefits, fixed annuities, and various types of insurance; these activities take up a significant portion of his time. He also has several music-related ventures, including musical performance, music publishing, and a musical group.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
New Century Financial Group, LLC
Usallianz Securities, INC.
Usallianz Securities, INC.Broker
Eastern Point Advisors INC.
Investors Capital CORP.Broker
Locust Street Securities, INC.
Locust Street Securities, INC.Broker
Ffp Securities, INC.Broker
American General Securities IncorporatedBroker
Uslife Equity Sales CORP.Broker
C. J. M. Planning CORP.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.