DA
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Dirk Alexander

29 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

One Airport Place, Suite 3, Princeton, NJ, 08540

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dirk is an investment advisor representative for Osiac Wealth, Inc. and New Century Financial Group, and also owns H.I.B. Planning & Benefits where he sells employee benefits, fixed annuities, and various types of insurance; these activities take up a significant portion of his time. He also has several music-related ventures, including musical performance, music publishing, and a musical group.

Employment History
Current Registrations
Osaic Wealth, INC.
November 2015 - Present · 10 yrs 3 mos
New Century Financial Group, LLC
June 2006 - Present · 19 yrs 8 mos
Osaic Wealth, INC.Broker
June 2006 - Present · 19 yrs 8 mos
Previous Registrations
Usallianz Securities, INC.
November 2004 - June 2006 · 1 yr 7 mos
Usallianz Securities, INC.Broker
November 2004 - June 2006 · 1 yr 7 mos
Eastern Point Advisors INC.
June 2003 - November 2004 · 1 yr 5 mos
Investors Capital CORP.Broker
June 2003 - November 2004 · 1 yr 5 mos
Locust Street Securities, INC.
July 2002 - June 2003 · 11 mos
Locust Street Securities, INC.Broker
June 1999 - June 2003 · 4 yrs
Ffp Securities, INC.Broker
January 1999 - June 1999 · 5 mos
American General Securities IncorporatedBroker
October 1997 - January 1999 · 1 yr 3 mos
Uslife Equity Sales CORP.Broker
August 1996 - October 1997 · 1 yr 2 mos
C. J. M. Planning CORP.Broker
June 1996 - October 1996 · 4 mos
State Registrations7 states
CTFLGAMDNJNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.