Sheldon Slagel
Sheldon Slagel is a registered investment advisor at Osaic Wealth, INC., based in Honolulu, HI, with 29 years of industry experience. Sheldon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1163 S. Beretania Street, Honolulu, HI, 96814
Get directionsHistory
Regulatory History (9)
Judgment / Lien
July 2020Judgment / Lien
April 2019Judgment / Lien
August 2018Judgment / Lien
January 2018Judgment / Lien
August 2014Judgment / Lien
March 2012Judgment / Lien
July 2011Judgment / Lien
December 2010Judgment / Lien
April 2009Other Business ActivitiesSells Insurance
Sheldon is part of Summit Financial Advisors, an LLC in Hawaii, where he focuses on client relations and comprehensive financial planning, including life insurance, securities, and long-term care. This takes about 10-20% of Sheldon's time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
New England SecuritiesBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.