Warner Wayne is a registered investment advisor at Wealth Effects, based in Boston, MA, with 29 years of industry experience. Warner operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 602 clients with $470M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wealth Effects charges a fee based on the value of your portfolio, up to 1.50% annually. The exact fee depends on the complexity of your situation, the amount you invest, and your overall relationship with Wealth Effects. Fees are paid monthly, in advance. The firm may also recommend insurance products, from which they earn commissions.
Location
265 Franklin Street, Suite 1702, Boston, MA, 02110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Warner is an executive board member and secretary for Great Blue Hills Power Squadron, a safe boating education organization. This non-investment related activity takes minimal time.
Employment History
Current Registrations
Wealth Effects
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
National Asset Management, INC.
National Securities CorporationBroker
Winslow, Evans & Crocker, INC.
Winslow, Evans & Crocker, INC.Broker
Compass Securities CorporationBroker
New England Securities Corporation
New England SecuritiesBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.