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Kevin Speas

Momentum Independent Network INC.
30 Years of Experience
Winston-Salem, NC
1 DisclosureBroker
View SEC Summary
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Kevin Speas is a registered investment advisor at Momentum Independent Network INC., based in Winston-Salem, NC, with 30 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Estate Planning, Investment Management, and 2 more. Their firm serves 2,879 clients with $1.6B in assets under management.

Momentum Independent Network INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
131 advisors
Number of Clients
2,879 clients
Average Client Portfolio
$559K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$30K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.25%
$250K - $500K2.00%
$500K - $1.0M1.75%
$1M+1.50%

Rates reflect the maximum annualized fee schedule for individual securities accounts across primary advisory programs. Other programs and asset classes (such as mutual fund only accounts or fixed income portfolios) feature different maximum fee schedules ranging down to 0.90%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2150 Country Club Road, Suite 219, Winston-Salem, NC, 27104

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2018
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kevin works as a clockkeeper and scorekeeper for high school sporting events at North Forsyth High School since 2012. This non-investment related activity requires minimal time.

Employment History
Current Registrations
Momentum Independent Network INC.
August 2021 - Present · 5 yrs 2 mos
Momentum Independent Network INC.Broker
August 2021 - Present · 5 yrs 2 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
October 2019 - August 2021 · 1 yr 10 mos
Robert W. Baird & CO. IncorporatedBroker
October 2019 - August 2021 · 1 yr 10 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
July 2012 - October 2019 · 7 yrs 3 mos
J.J.B. Hilliard, W.L. Lyons, LLC
July 2012 - October 2019 · 7 yrs 3 mos
RBC Capital Markets, LLC
October 2006 - July 2012 · 5 yrs 9 mos
RBC Capital Markets, LLCBroker
October 2006 - July 2012 · 5 yrs 9 mos
Citigroup Global Markets INC.
February 2006 - October 2006 · 8 mos
Citigroup Global Markets INC.Broker
February 2006 - October 2006 · 8 mos
Legg Mason Wood Walker INC
December 2001 - February 2006 · 4 yrs 2 mos
Legg Mason Wood Walker, IncorporatedBroker
August 1996 - February 2006 · 9 yrs 6 mos
State Registrations15 states
ALAZCAFLGAINMIMSNCNYPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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